Dozier C Michael's Form 4 filing
Paccar Inc (PCAR) · filed Feb 1, 2023
- Accession no.
- 0001225208-23-001165
- Filed
- Feb 1, 2023
- Trade date
- Jan 30, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.49M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dozier C MichaelCIK 0001670013 | Officer (EXECUTIVE VICE PRESIDENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 30, 2023 | Common Stock | MOption exerciseAcquired | +12,070 | $76.18 | +$919,492.6 | 24,132 | Direct | |
| Jan 30, 2023 | Common Stock | MOption exerciseAcquired | +11,178 | $65.56 | +$732,829.68 | 35,310 | Direct | |
| Jan 30, 2023 | Common Stock | MOption exerciseAcquired | +8,290 | $68.69 | +$569,440.1 | 43,600 | Direct | |
| Jan 30, 2023 | Common Stock | SSaleDisposed | −8,290 | $110.52F1 | −$916,210.8 | 35,310 | Direct | |
| Jan 30, 2023 | Common Stock | SSaleDisposed | −11,178 | $110.52F1 | −$1,235,392.56 | 24,132 | Direct | |
| Jan 30, 2023 | Common Stock | SSaleDisposed | −12,070 | $110.52F1 | −$1,333,976.4 | 12,062 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 30, 2023 | Common Stock | MOption exerciseDisposed | −8,290 | –F3 | – | 0 | Direct | |
| Jan 30, 2023 | Common Stock | MOption exerciseDisposed | −11,178 | –F3 | – | 0 | Direct | |
| Jan 30, 2023 | Common Stock | MOption exerciseDisposed | −12,070 | –F3 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price shown is a weighted average sale price for shares sole in multiple transactions; the sale prices ranged from 110.3300 to 110.7400 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Referenced by the price of 3 transactions in Table I.
- F3
Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
Referenced by the price of 3 transactions in Table II.