Rhodes William C III's Form 4 filing
AutoZone Inc (AZO) · filed Jan 11, 2023
- Accession no.
- 0001225208-23-000598
- Filed
- Jan 11, 2023
- Trade date
- Jan 9-11, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 20 non-derivative transactions. Open-market sales total $12.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rhodes William C IIICIK 0001080992 | Director, Officer (Chairman, President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 9, 2023 | Common Stock | SSaleDisposed | −100 | $2,485.00 | −$248,500 | 4,900 | Indirect | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −100 | $2,480.01 | −$248,001 | 4,800 | Indirect | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −100 | $2,476.00 | −$247,600 | 4,700 | Indirect | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −200 | $2,483.28 | −$496,656 | 4,500 | Indirect | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −300 | $2,481.31F1 | −$744,393 | 4,200 | Indirect | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −400 | $2,475.00 | −$990,000 | 3,800 | Indirect | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −23 | $2,451.23 | −$56,378.29 | 3,777 | Indirect | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −27 | $2,440.35 | −$65,889.45 | 3,750 | Indirect | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −69 | $2,431.18F2 | −$167,751.42 | 3,681 | Indirect | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −110 | $2,424.30F3 | −$266,673 | 3,571 | Indirect | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −200 | $2,441.87F4 | −$488,374 | 3,371 | Indirect | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −300 | $2,438.78F5 | −$731,634 | 3,071 | Indirect | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −300 | $2,437.69F6 | −$731,307 | 2,771 | Indirect | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −300 | $2,435.29F7 | −$730,587 | 2,471 | Indirect | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −327 | $2,426.71F8 | −$793,534.17 | 2,144 | Indirect | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −343 | $2,430.33F9 | −$833,603.19 | 1,801 | Indirect | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −354 | $2,427.50F10 | −$859,335 | 1,447 | Indirect | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −415 | $2,428.51F11 | −$1,007,831.65 | 1,032 | Indirect | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −500 | $2,436.43F12 | −$1,218,215 | 532 | Indirect | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −532 | $2,425.37F13 | −$1,290,296.84 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per share of common stock of the Issuer of sales that were executed at prices ranging from $2,481.11 - $2,481.41 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per share of the Issuer of sales that were executed at prices ranging from $2,430.66 - $2,431.60 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per share of the Issuer of sales that were executed at prices ranging from $2,423.96 - $2,424.58 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per share of the Issuer of sales that were executed at prices ranging from $2,441.42 - $2,442.32 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price per share of the Issuer of sales that were executed at prices ranging from $2,438.60 - $2,438.98 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F6
This price represents the weighted average price per share of the Issuer of sales that were executed at prices ranging from $2,437.38 - $2,438.00 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F7
This price represents the weighted average price per share of the Issuer of sales that were executed at prices ranging from $2,435.00 - $2,435.71 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F8
This price represents the weighted average price per share of the Issuer of sales that were executed at prices ranging from $2,426.01 - $2,426.97 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F9
This price represents the weighted average price per share of the Issuer of sales that were executed at prices ranging from $2,429.64 - $2,430.58 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F10
This price represents the weighted average price per share of the Issuer of sales that were executed at prices ranging from $2,427.01 - $2,427.76 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F11
This price represents the weighted average price per share of the Issuer of sales that were executed at prices ranging from $2,428.01 - $2,428.72 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F12
This price represents the weighted average price per share of the Issuer of sales that were executed at prices ranging from $2,436.18 - $2,436.77 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F13
This price represents the weighted average price per share of the Issuer of sales that were executed at prices ranging from $2,425.01 - $2,425.97 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.