Daniele Philip B.'s Form 4 filing
AutoZone Inc (AZO) · filed Jan 6, 2023
- Accession no.
- 0001225208-23-000445
- Filed
- Jan 6, 2023
- Trade date
- Jan 4-5, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $10.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Daniele Philip B.CIK 0001657348 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 4, 2023 | Common Stock | MOption exerciseAcquired | +3,872 | $784.41 | +$3,037,235.52 | 4,441.52 | Direct | |
| Jan 4, 2023 | Common Stock | SSaleDisposed | −100 | $2,453.22 | −$245,322 | 4,341.52 | Direct | |
| Jan 4, 2023 | Common Stock | SSaleDisposed | −300 | $2,452.43F1 | −$735,729 | 4,041.52 | Direct | |
| Jan 4, 2023 | Common Stock | SSaleDisposed | −3,472 | $2,450.12F2 | −$8,506,816.64 | 569.52 | Direct | |
| Jan 5, 2023 | Common Stock | MOption exerciseAcquired | +448 | $784.41 | +$351,415.68 | 1,017.52 | Direct | |
| Jan 5, 2023 | Common Stock | SSaleDisposed | −448 | $2,450.00 | −$1,097,600 | 569.52 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 4, 2023 | Common Stock | MOption exerciseDisposed | −3,872 | $0.00 | $0 | 448 | Direct | |
| Jan 5, 2023 | Common Stock | MOption exerciseDisposed | −448 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,452.16 - $2,452.89 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,450.00 - $2,450.97 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.