Reilly Paul C's Form 4 filing
Raymond James Financial Inc (RJF) · filed Dec 15, 2022
- Accession no.
- 0001225208-22-012848
- Filed
- Dec 15, 2022
- Trade date
- Dec 13-15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.67M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Reilly Paul CCIK 0001240439 | Director, Officer (Chair & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseAcquired | +38,736 | $0.00 | $0 | 305,847 | Direct | |
| Dec 13, 2022 | Common Stock | FTax withholdingDisposed | −14,332 | $111.52 | −$1,598,304.64 | 291,515 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −24,016 | $111.27 | −$2,672,260.32 | 267,499 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseDisposed | −38,736 | $0.00 | $0 | 0 | Direct | |
| Dec 15, 2022 | Common Stock | AGrant or awardAcquired | +11,788 | $0.00 | $0 | 11,788 | Direct | |
| Dec 15, 2022 | Common Stock | AGrant or awardAcquired | +30,853 | $0.00 | $0 | 30,853 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.