Wolk Joseph J's Form 4 filing
Johnson & Johnson (JNJ) · filed Dec 15, 2022
- Accession no.
- 0001225208-22-012842
- Filed
- Dec 15, 2022
- Trade date
- Apr 20-Dec 13, 2022
- Filing delay
- 239 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.65M. It was filed 239 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wolk Joseph JCIK 0001744564 | Officer (Exec VP, CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 20, 2022 | Common Stock | GGiftDisposed | −18 | $0.00 | $0 | 35,840.2 | Direct | |
| Apr 20, 2022 | Common Stock | GGiftDisposed | −28 | $0.00 | $0 | 35,812.2 | Direct | |
| Dec 13, 2022 | Common Stock | MOption exerciseAcquired | +12,926 | $90.44 | +$1,169,027.44 | 48,738.2 | Direct | |
| Dec 13, 2022 | Common Stock | MOption exerciseAcquired | +1,855 | $72.54 | +$134,561.7 | 50,593.2 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −1,855 | $179.46 | −$332,898.3 | 48,738.2 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −12,926 | $179.62F1 | −$2,321,768.12 | 35,812.2 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseDisposed | −1,855 | $0.00 | $0 | 0 | Direct | |
| Dec 13, 2022 | Common Stock | MOption exerciseDisposed | −12,926 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $179.610 to $179.670. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.