Rhodes William C III's Form 4 filing
AutoZone Inc (AZO) · filed Dec 14, 2022
- Accession no.
- 0001225208-22-012762
- Filed
- Dec 14, 2022
- Trade date
- Oct 18-Dec 12, 2022
- Filing delay
- 57 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 18 non-derivative transactions. Open-market sales total $6.13M. It was filed 57 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rhodes William C IIICIK 0001080992 | Director, Officer (Chairman, President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 18, 2022 | Common Stock | GGiftDisposed | −1,300 | $0.00 | $0 | 14,676.18 | Direct | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −1 | $2,455.55 | −$2,455.55 | 2,426 | Indirect | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −56 | $2,446.07F1 | −$136,979.92 | 2,370 | Indirect | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −99 | $2,459.06F2 | −$243,446.94 | 2,271 | Indirect | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −115 | $2,453.84F3 | −$282,191.6 | 2,156 | Indirect | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −151 | $2,460.98 | −$371,607.98 | 2,005 | Indirect | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −193 | $2,452.99F4 | −$473,427.07 | 1,812 | Indirect | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −298 | $2,450.71F5 | −$730,311.58 | 1,514 | Indirect | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −337 | $2,445.00F6 | −$823,965 | 1,177 | Indirect | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −1 | $2,448.36 | −$2,448.36 | 2,425 | Indirect | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −13 | $2,454.36F7 | −$31,906.68 | 2,412 | Indirect | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −52 | $2,446.17F8 | −$127,200.84 | 2,360 | Indirect | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −99 | $2,459.07F9 | −$243,447.93 | 2,261 | Indirect | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −137 | $2,453.67F10 | −$336,152.79 | 2,124 | Indirect | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −151 | $2,460.98 | −$371,607.98 | 1,973 | Indirect | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −156 | $2,452.90F11 | −$382,652.4 | 1,817 | Indirect | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −300 | $2,450.73F12 | −$735,219 | 1,517 | Indirect | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −341 | $2,445.01F13 | −$833,748.41 | 1,176 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,445.91 - $2,446.81 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,459.05 - $2,459.13 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,453.56 - $2,454.34 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,452.39 - $2,453.38 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,450.26 - $2,450.80 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,444.91 - $2,445.08 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F7
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,454.35 - $2,454.49 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F8
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,446.01 - $2,446.80 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F9
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,458.99 - $2,459.08 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F10
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,453.35 - $2,454.08 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F11
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,452.31 - $2,453.25 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F12
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,450.40 - $2,450.95 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F13
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,445.00 - $2,445.08 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.