Pleas Charles III's Form 4 filing
AutoZone Inc (AZO) · filed Dec 9, 2022
- Accession no.
- 0001225208-22-012517
- Filed
- Dec 9, 2022
- Trade date
- Dec 8, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $16.0M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pleas Charles IIICIK 0001213435 | Officer (Sr. VP Finance and Accounting) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2022 | Common Stock | MOption exerciseAcquired | +6,400 | $507.79 | +$3,249,856 | 10,674.47 | Direct | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −54 | $2,478.26 | −$133,826.04 | 10,620.47 | Direct | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −541 | $2,476.48F1 | −$1,339,775.68 | 10,079.47 | Direct | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −5,859 | $2,475.11F2 | −$14,501,669.49 | 4,220.47 | Direct | |
| Dec 8, 2022 | Common Stock | GGiftDisposed | −400 | $0.00 | $0 | 3,820.47 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2022 | Common Stock | MOption exerciseDisposed | −6,400 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,476.18 - $2,476.60 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,475.00 - $2,475.94 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.