Newlin Stephen D's Form 4 filing
Univar Solutions Inc. (UNVR) · filed Nov 29, 2022
- Accession no.
- 0001225208-22-011981
- Filed
- Nov 29, 2022
- Trade date
- Nov 25-29, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.47M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Newlin Stephen DCIK 0001229313 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 25, 2022 | Common Stock | MOption exerciseAcquired | +50,000 | $21.75 | +$1,087,500 | 209,933 | Direct | |
| Nov 25, 2022 | Common Stock | SSaleDisposed | −50,000 | $32.01 | −$1,600,500 | 159,933 | Direct | |
| Nov 28, 2022 | Common Stock | MOption exerciseAcquired | +50,000 | $21.75 | +$1,087,500 | 209,933 | Direct | |
| Nov 28, 2022 | Common Stock | SSaleDisposed | −50,000 | $32.91 | −$1,645,500 | 159,933 | Direct | |
| Nov 29, 2022 | Common Stock | MOption exerciseAcquired | +6,970 | $21.75 | +$151,597.5 | 166,903 | Direct | |
| Nov 29, 2022 | Common Stock | SSaleDisposed | −6,970 | $32.36 | −$225,549.2 | 159,933 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 25, 2022 | Common Stock | MOption exerciseDisposed | −50,000 | $32.01 | −$1,600,500 | 56,970 | Direct | |
| Nov 28, 2022 | Common Stock | MOption exerciseDisposed | −50,000 | $32.36 | −$1,618,000 | 6,970 | Direct | |
| Nov 29, 2022 | Common Stock | MOption exerciseDisposed | −6,970 | $32.91 | −$229,382.7 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.