Swift Christopher's Form 4 filing
Hartford Insurance Group, Inc. (HIG) · filed Nov 29, 2022
- Accession no.
- 0001225208-22-011967
- Filed
- Nov 29, 2022
- Trade date
- Nov 25-28, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $828.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Swift ChristopherCIK 0001349356 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 25, 2022 | Common Stock | MOption exerciseAcquired | +7,292 | $24.15 | +$176,101.8 | 150,567 | Direct | |
| Nov 25, 2022 | Common Stock | SSaleDisposed | −7,292 | $76.02F2 | −$554,337.84 | 143,275 | Direct | |
| Nov 28, 2022 | Common Stock | MOption exerciseAcquired | +3,600 | $24.15 | +$86,940 | 146,875 | Direct | |
| Nov 28, 2022 | Common Stock | SSaleDisposed | −3,600 | $76.01F3 | −$273,636 | 143,275 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 25, 2022 | Common Stock | MOption exerciseDisposed | −7,292 | $0.00 | $0 | 39,836 | Direct | |
| Nov 28, 2022 | Common Stock | MOption exerciseDisposed | −3,600 | $0.00 | $0 | 36,236 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $76.00 - $76.09 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $76.00 - $76.05 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.