Swift Christopher's Form 4 filing
Hartford Insurance Group, Inc. (HIG) · filed Nov 8, 2022
- Accession no.
- 0001225208-22-011463
- Filed
- Nov 8, 2022
- Trade date
- Nov 4-7, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.09M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Swift ChristopherCIK 0001349356 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2022 | Common Stock | MOption exerciseAcquired | +430 | $24.15 | +$10,384.5 | 157,550 | Direct | |
| Nov 4, 2022 | Common Stock | SSaleDisposed | −430 | $74.05F2 | −$31,841.5 | 157,120 | Direct | |
| Nov 7, 2022 | Common Stock | MOption exerciseAcquired | +14,324 | $24.15 | +$345,924.6 | 171,444 | Direct | |
| Nov 7, 2022 | Common Stock | SSaleDisposed | −14,324 | $74.01F3 | −$1,060,119.24 | 157,120 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2022 | Common Stock | MOption exerciseDisposed | −430 | $0.00 | $0 | 80,343 | Direct | |
| Nov 7, 2022 | Common Stock | MOption exerciseDisposed | −14,324 | $0.00 | $0 | 66,019 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $74.00 - $74.08 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $74.00 - $74.19 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.