Mongon Thibaut's Form 4 filing
Johnson & Johnson (JNJ) · filed Nov 8, 2022
- Accession no.
- 0001225208-22-011458
- Filed
- Nov 8, 2022
- Trade date
- Nov 4, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.03M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mongon ThibautCIK 0001768503 | Officer (Exec VP, WW Chair, Consumer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2022 | Common Stock | MOption exerciseAcquired | +18,293 | $131.94 | +$2,413,578.42 | 58,426.27 | Direct | |
| Nov 4, 2022 | Common Stock | MOption exerciseAcquired | +16,953 | $129.51 | +$2,195,583.03 | 75,379.27 | Direct | |
| Nov 4, 2022 | Common Stock | SSaleDisposed | −16,953 | $171.14F1 | −$2,901,336.42 | 58,426.27 | Direct | |
| Nov 4, 2022 | Common Stock | SSaleDisposed | −18,293 | $171.22F2 | −$3,132,127.46 | 40,133.27 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2022 | Common Stock | MOption exerciseDisposed | −18,293 | $0.00 | $0 | 0 | Direct | |
| Nov 4, 2022 | Common Stock | MOption exerciseDisposed | −16,953 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $171.13 to $171.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $171.21 to $171.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.