Owens James's Form 4 filing
Fuller H B Co (FUL) · filed Nov 8, 2022
- Accession no.
- 0001225208-22-011424
- Filed
- Nov 8, 2022
- Trade date
- Nov 7, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.62M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Owens JamesCIK 0001443909 | Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2022 | Common Stock | MOption exerciseAcquired | +79,061 | $48.92 | +$3,867,664.12 | 242,763.78 | Direct | |
| Nov 7, 2022 | Common Stock | SSaleDisposed | −79,061 | $71.07F1 | −$5,618,865.27 | 163,702.78 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2022 | Common Stock | MOption exerciseDisposed | −79,061 | $48.92 | −$3,867,664.12 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $71.00 to $71.14. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.