Skip to main content

Eddy Shane G's Form 4 filing

RTX Corp (RTX) · filed Nov 8, 2022

Accession no.
0001225208-22-011408
Filed
Nov 8, 2022
Trade date
Nov 3, 2022
Filing delay
5 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $319.3K. It was filed 5 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Eddy Shane GCIK 0001915960Officer (President, P&W)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 3, 2022Common StockMOption exerciseAcquired+6,725$83.58+$562,075.527,519Direct
Nov 3, 2022Common StockSSaleDisposed−843$95.58F2−$80,573.9426,676Direct
Nov 3, 2022Common StockSSaleDisposed−2,500$95.51F3−$238,77524,176Direct
Nov 3, 2022Common StockDReturned to the companyDisposed−5,882$95.55−$562,025.118,294Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 3, 2022Common StockMOption exerciseDisposed−6,725$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $95.5715 to $95.5915 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

Referenced by the price of 1 transaction in Table I.

F3

The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $95.5001 to $95.5120 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)