Wright Kristen C.'s Form 4 filing
AutoZone Inc (AZO) · filed Oct 4, 2022
- Accession no.
- 0001225208-22-010709
- Filed
- Oct 4, 2022
- Trade date
- Sep 30, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $11.1M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wright Kristen C.CIK 0001594866 | Officer (Sr. VP, Sec. & Gen Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2022 | Common Stock | MOption exerciseAcquired | +5,125 | $744.62 | +$3,816,177.5 | 5,321.56 | Direct | |
| Sep 30, 2022 | Common Stock | AGrant or awardAcquired | +3 | $2,141.93 | +$6,425.79 | 5,324.56 | Direct | |
| Sep 30, 2022 | Common Stock | AGrant or awardAcquired | +1 | $0.00 | $0 | 5,325.56 | Direct | |
| Sep 30, 2022 | Common Stock | SSaleDisposed | −115 | $2,166.26F2 | −$249,119.9 | 5,210.56 | Direct | |
| Sep 30, 2022 | Common Stock | SSaleDisposed | −250 | $2,156.16 | −$539,040 | 4,960.56 | Direct | |
| Sep 30, 2022 | Common Stock | SSaleDisposed | −763 | $2,165.70F3 | −$1,652,429.1 | 4,197.56 | Direct | |
| Sep 30, 2022 | Common Stock | SSaleDisposed | −1,747 | $2,164.02F4 | −$3,780,542.94 | 2,450.56 | Direct | |
| Sep 30, 2022 | Common Stock | SSaleDisposed | −2,250 | $2,158.09F5 | −$4,855,702.5 | 200.56 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2022 | Common Stock | MOption exerciseDisposed | −5,125 | $0.00 | $0 | 2,075 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,166.04 - $ 2,166.51 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,165.07 - $ 2,165.94 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,164.00 - $ 2,164.26 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,158.085 - $ 2,158.09 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.