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Heath Robert H's Form 4 filing

Nixxy, Inc. (NIXX) · filed Sep 1, 2022

Accession no.
0001225208-22-009936
Filed
Sep 1, 2022, 6:54 PM ET
Trade date
Feb 10, 2021-Aug 30, 2022
Filing delay
568 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction and 4 derivative transactions. Open-market purchases total $39.9K. It was filed 568 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Heath Robert HCIK 0001627627Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 2, 2021Common Stock, $.0001 par valuePPurchaseAcquired+8,000$4.99+$39,9208,000Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 10, 2021Common Stock, $.0001 par valueAGrant or awardAcquired+20,000$0.00$020,000Direct
Jul 2, 2021Common Stock, $.0001 par valuePPurchaseAcquired+8,000$0.01+$808,000Direct
Jan 20, 2022Common Stock, $.0001 par valueAGrant or awardAcquired+15,000$0.00$015,000Direct
Aug 30, 2022Common Stock, $.0001 par valueAGrant or awardAcquired+45,000$0.00$045,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)