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Curtin Terrence R's Form 4 filing

TE Connectivity plc (TEL) · filed Aug 29, 2022

Accession no.
0001225208-22-009820
Filed
Aug 29, 2022
Trade date
Aug 25-26, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $13.5M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Curtin Terrence RCIK 0001401842Director, Officer (Chief Exec. Officer & Director)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 25, 2022Common SharesMOption exerciseAcquired+100,000$66.74+$6,674,000154,969Direct
Aug 25, 2022Common SharesSSaleDisposed−24,725$132.08F1−$3,265,678130,244Direct
Aug 25, 2022Common SharesSSaleDisposed−75,275$131.25F2−$9,879,843.7554,969Direct
Aug 26, 2022Common SharesMOption exerciseAcquired+3,000$66.74+$200,22057,969Direct
Aug 26, 2022Common SharesSSaleDisposed−3,000$131.85F3−$395,55054,969Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 25, 2022Common SharesMOption exerciseDisposed−100,000$0.00$073,721Direct
Aug 26, 2022Common SharesMOption exerciseDisposed−3,000$0.00$070,721Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported price is the weighted average price for the transactions on August 25, 2022. The range of prices for the transactions is from $132.41 to $131.77 per share. Information regarding the number of shares sold at each separate price will be provided upon request to the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Referenced by the price of 1 transaction in Table I.

F2

The reported price is the weighted average price for the transactions on August 25, 2022. The range of prices for the transactions is from $131.71 to $130.71 per share. Information regarding the number of shares sold at each separate price will be provided upon request to the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Referenced by the price of 1 transaction in Table I.

F3

The reported price is the weighted average price for the transactions on August 26, 2022. The range of prices for the transactions is from $132.049 to $131.77 per share. Information regarding the number of shares sold at each separate price will be provided upon request to the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)