Curtin Terrence R's Form 4 filing
TE Connectivity plc (TEL) · filed Aug 24, 2022
- Accession no.
- 0001225208-22-009775
- Filed
- Aug 24, 2022
- Trade date
- Aug 22-23, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $12.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Curtin Terrence RCIK 0001401842 | Director, Officer (Chief Exec. Officer & Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 22, 2022 | Common Shares | MOption exerciseAcquired | +21,929 | $66.74 | +$1,463,541.46 | 76,898 | Direct | |
| Aug 22, 2022 | Common Shares | SSaleDisposed | −21,929 | $131.75F1 | −$2,889,145.75 | 54,969 | Direct | |
| Aug 23, 2022 | Common Shares | MOption exerciseAcquired | +75,000 | $66.74 | +$5,005,500 | 129,969 | Direct | |
| Aug 23, 2022 | Common Shares | SSaleDisposed | −16,712 | $131.30F2 | −$2,194,285.6 | 113,257 | Direct | |
| Aug 23, 2022 | Common Shares | SSaleDisposed | −58,288 | $130.56F3 | −$7,610,081.28 | 54,969 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 22, 2022 | Common Shares | MOption exerciseDisposed | −21,929 | $0.00 | $0 | 248,721 | Direct | |
| Aug 23, 2022 | Common Shares | MOption exerciseDisposed | −75,000 | $0.00 | $0 | 173,721 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price is the weighted average price for the transactions on August 22, 2022. The range of prices for the transactions is from $132.2175 to $131.51 per share. Information regarding the number of shares sold at each separate price will be provided upon request to the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F2
The reported price is the weighted average price for the transactions on August 23, 2022. The range of prices for the transactions is from $131.71 to $131.04 per share. Information regarding the number of shares soldat each separate price will be provided upon request to the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F3
The reported price is the weighted average price for the transactions on August 23, 2022. The range of prices for the transactions is from $131.02 to $130.03 per share. Information regarding the number of shares soldat each separate price will be provided upon request to the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.