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Craig Jonathan M.'s Form 4 filing

Schwab Charles Corp (SCHW) · filed Aug 15, 2022

Accession no.
0001225208-22-009557
Filed
Aug 15, 2022
Trade date
Aug 12, 2022
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market sales total $602.4K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Craig Jonathan M.CIK 0001733065Officer (Please see remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 12, 2022Common StockSSaleDisposed−8,032$75.00F2−$602,4004,019Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $75.00 to $75.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Remarks

Exhibit List: Exhibit 24 Power of Attorney; Officer title: Managing Director, Head of Investor Services and Marketing

Read the full filing on SEC EDGAR (opens in a new tab)