Gutmann Kathleen M.'s Form 4 filing
United Parcel Service Inc (UPS) · filed Aug 12, 2022
- Accession no.
- 0001225208-22-009478
- Filed
- Aug 12, 2022
- Trade date
- Aug 11, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $4.36M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gutmann Kathleen M.CIK 0001611542 | Officer (Pres Intl, Healthcare and SCS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2022 | Class A Common Stock | MOption exerciseAcquired | +10,198 | $106.87 | +$1,089,860.26 | 112,789.48 | Direct | |
| Aug 11, 2022 | Class A Common Stock | MOption exerciseAcquired | +7,603 | $98.77 | +$750,948.31 | 120,392.48 | Direct | |
| Aug 11, 2022 | Class A Common Stock | MOption exerciseAcquired | +6,974 | $101.93 | +$710,859.82 | 127,366.48 | Direct | |
| Aug 11, 2022 | Class A Common Stock | MOption exerciseAcquired | +2,726 | $96.98 | +$264,367.48 | 130,092.48 | Direct | |
| Aug 11, 2022 | Class A Common Stock | FTax withholdingDisposed | −6,194 | $204.50 | −$1,266,673 | 123,898.48 | Direct | |
| Aug 11, 2022 | Class A Common Stock | SSaleDisposed | −21,307 | $204.51 | −$4,357,494.57 | 102,591.48 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2022 | Class A Common Stock | MOption exerciseDisposed | −10,198 | $0.00 | $0 | 0 | Direct | |
| Aug 11, 2022 | Class A Common Stock | MOption exerciseDisposed | −6,974 | $0.00 | $0 | 0 | Direct | |
| Aug 11, 2022 | Class A Common Stock | MOption exerciseDisposed | −7,603 | $0.00 | $0 | 0 | Direct | |
| Aug 11, 2022 | Class A Common Stock | MOption exerciseDisposed | −2,726 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.