Barner Sharon R's Form 4 filing
Cummins Inc (CMI) · filed Aug 9, 2022
- Accession no.
- 0001225208-22-009381
- Filed
- Aug 9, 2022
- Trade date
- Aug 5, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $763.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barner Sharon RCIK 0001541520 | Officer (VP - Chief Administrative Off.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2022 | Common | MOption exerciseAcquired | +3,466 | $149.72 | +$518,929.52 | 19,814 | Direct | |
| Aug 5, 2022 | Common | SSaleDisposed | −3,466 | $220.14 | −$763,005.24 | 16,348 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2022 | Common | MOption exerciseDisposed | −3,466 | $0.00 | $0 | 9,044 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.