Squires James A's Form 4 filing
Norfolk Southern Corp (NSC) · filed Aug 4, 2022
- Accession no.
- 0001225208-22-009259
- Filed
- Aug 4, 2022
- Trade date
- Aug 2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $26.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Squires James ACIK 0001305086 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2022 | Common Stock | MOption exerciseAcquired | +105,420 | $70.32 | +$7,413,134.4 | 148,148 | Direct | |
| Aug 2, 2022 | Common Stock | SSaleDisposed | −132 | $250.86 | −$33,113.52 | 148,016 | Direct | |
| Aug 2, 2022 | Common Stock | SSaleDisposed | −6,295 | $250.21 | −$1,575,071.95 | 141,721 | Direct | |
| Aug 2, 2022 | Common Stock | SSaleDisposed | −46,043 | $249.13 | −$11,470,692.59 | 95,678 | Direct | |
| Aug 2, 2022 | Common Stock | SSaleDisposed | −52,950 | $248.35 | −$13,150,132.5 | 42,728 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2022 | Common Stock | MOption exerciseDisposed | −105,420 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.