Warren Kevin M's Form 4 filing
United Parcel Service IncUPS · filed Aug 3, 2022
- Accession no.
- 0001225208-22-009253
- Filed
- Aug 3, 2022
- Trade date
- Aug 1-2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.52M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Warren Kevin MCIK 0001495787 | Officer (Chief Marketing Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2022 | Class A Common Stock | JOtherDisposed | −13,100 | $0.00 | $0 | 13,285.36 | Direct | |
| Aug 1, 2022 | Class B Common Stock | JOtherAcquired | +13,100 | $0.00 | $0 | 13,100 | Direct | |
| Aug 2, 2022 | Class A Common Stock | MOption exerciseAcquired | +6,589 | $111.80 | +$736,650.2 | 19,874.36 | Direct | |
| Aug 2, 2022 | Class A Common Stock | MOption exerciseAcquired | +6,216 | $105.54 | +$656,036.64 | 26,090.36 | Direct | |
| Aug 2, 2022 | Class A Common Stock | FTax withholdingDisposed | −2,539 | $194.00 | −$492,566 | 23,551.36 | Direct | |
| Aug 2, 2022 | Class A Common Stock | SSaleDisposed | −10,266 | $194.81 | −$1,999,919.46 | 13,285.36 | Direct | |
| Aug 2, 2022 | Class B Common Stock | SSaleDisposed | −13,100 | $192.14F3 | −$2,517,034 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2022 | Class A Common Stock | MOption exerciseDisposed | −6,216 | $0.00 | $0 | 9,325 | Direct | |
| Aug 2, 2022 | Class A Common Stock | MOption exerciseDisposed | −6,589 | $0.00 | $0 | 4,394 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $192.07 to $192.38. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.