Barry Thomas D's Form 4 filing
Sirius XM Holdings Inc. (SIRI) · filed Aug 1, 2022
- Accession no.
- 0001225208-22-009090
- Filed
- Aug 1, 2022
- Trade date
- Jul 29, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $265.6K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barry Thomas DCIK 0001182130 | Officer (Senior VP & Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2022 | Common Stock | MOption exerciseAcquired | +317,025 | $5.86 | +$1,857,766.5 | 736,217 | Direct | |
| Jul 29, 2022 | Common Stock | MOption exerciseAcquired | +307,785 | $5.73 | +$1,763,608.05 | 1,044,002 | Direct | |
| Jul 29, 2022 | Common Stock | MOption exerciseAcquired | +108,764 | $5.74 | +$624,305.36 | 1,152,766 | Direct | |
| Jul 29, 2022 | Common Stock | SSaleDisposed | −40,793 | $6.51 | −$265,562.43 | 1,111,973 | Direct | |
| Jul 29, 2022 | Common Stock | FTax withholdingDisposed | −102,467 | $6.51F1 | −$667,060.17 | 1,009,506 | Direct | |
| Jul 29, 2022 | Common Stock | FTax withholdingDisposed | −289,632 | $6.52F1 | −$1,888,400.64 | 719,874 | Direct | |
| Jul 29, 2022 | Common Stock | FTax withholdingDisposed | −301,210 | $6.53F1 | −$1,966,901.3 | 418,664 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2022 | Common Stock | MOption exerciseDisposed | −317,025 | $5.86 | −$1,857,766.5 | 0 | Direct | |
| Jul 29, 2022 | Common Stock | MOption exerciseDisposed | −307,785 | $5.73 | −$1,763,608.05 | 0 | Direct | |
| Jul 29, 2022 | Common Stock | MOption exerciseDisposed | −108,764 | $5.74 | −$624,305.36 | 217,530 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.
Referenced by the price of 3 transactions in Table I.