Franklin Resources Inc's Form 4 filing
Saba Capital Income & Opportunities Fund II (SABA) · filed Jul 26, 2022
- Accession no.
- 0001225208-22-008928
- Filed
- Jul 26, 2022
- Trade date
- Jul 22-25, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $857.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Franklin Resources IncCIK 0000038777 | Other: Affiliate of Investment Adv. |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 22, 2022 | Shares of beneficial interest | PPurchaseAcquired | +113,726 | $4.46 | +$507,217.96 | 1,011,474 | Direct | |
| Jul 25, 2022 | Shares of beneficial interest | PPurchaseAcquired | +79,523 | $4.40 | +$349,901.2 | 1,090,997 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
ex99-1.txt, ex99-2.txt