Roth Douglas's Form 4 filing
Nixxy, Inc. (NIXX) · filed Jun 15, 2022
- Accession no.
- 0001225208-22-008114
- Filed
- Jun 15, 2022
- Trade date
- Jan 20-Jun 14, 2022
- Filing delay
- 146 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market purchases total $5.00K. It was filed 146 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roth DouglasCIK 0001742517 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2022 | Common Stock, $.0001 par value | PPurchaseAcquired | +413 | $0.92 | +$379.96 | 413 | Direct | |
| Jun 14, 2022 | Common Stock, $.0001 par value | PPurchaseAcquired | +4,762 | $0.97 | +$4,619.14 | 5,175 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 20, 2022 | Common Stock, $.0001 par value | AGrant or awardAcquired | +15,000 | $2.40 | +$36,000 | 15,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.