Wengel Kathryn E's Form 4 filing
Johnson & Johnson (JNJ) · filed Jun 14, 2022
- Accession no.
- 0001225208-22-008089
- Filed
- Jun 14, 2022
- Trade date
- Jun 10, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.92M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wengel Kathryn ECIK 0001745955 | Officer (EVP, Chief GSC Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 10, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $72.54 | +$2,901,600 | 111,310.87 | Direct | |
| Jun 10, 2022 | Common Stock | SSaleDisposed | −100 | $173.00F1 | −$17,300 | 111,210.87 | Direct | |
| Jun 10, 2022 | Common Stock | SSaleDisposed | −174 | $173.00F1 | −$30,102 | 111,036.87 | Direct | |
| Jun 10, 2022 | Common Stock | SSaleDisposed | −6,600 | $173.00F1 | −$1,141,800 | 104,436.87 | Direct | |
| Jun 10, 2022 | Common Stock | SSaleDisposed | −33,126 | $173.00F1 | −$5,730,798 | 71,310.87 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 10, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 16,410 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from 173.00 to 173.02 . The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 4 transactions in Table I.