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Ruiz Wallace D's Form 4 filing

Nixxy, Inc. (NIXX) · filed May 23, 2022

Accession no.
0001225208-22-007321
Filed
May 23, 2022
Trade date
Jan 20-May 20, 2022
Filing delay
123 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $4.17K. It was filed 123 days after the trade, past the 2-business-day deadline.

This filing was later replaced by the amendment 0001225208-22-007426 (May 27, 2022). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ruiz Wallace DCIK 0001220268Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 20, 2022Common Stock, $.0001 par valuePPurchaseAcquired+3,500$1.19F1+$4,1657,500Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 20, 2022Common Stock, $.0001 par valueAGrant or awardAcquired+15,000$0.00$015,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $1.16 to $1.20. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Remarks

EXHIBIT INDEX Exhibit 24 - Power of Attorney

Read the full filing on SEC EDGAR (opens in a new tab)