Wood Larry L's Form 4 filing
Edwards Lifesciences Corp (EW) · filed May 10, 2022
- Accession no.
- 0001225208-22-006817
- Filed
- May 10, 2022
- Trade date
- May 7-10, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $696.2K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wood Larry LCIK 0001440660 | Officer (CVP, TAVR) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 7, 2022 | Common Stock | FTax withholdingDisposed | −679 | $100.52 | −$68,253.08 | 200,820.03 | Direct | |
| May 8, 2022 | Common Stock | MOption exerciseAcquired | +13,256 | $0.00F1 | $0 | 214,076.03 | Direct | |
| May 8, 2022 | Common Stock | FTax withholdingDisposed | −8,007 | $100.52 | −$804,863.64 | 206,069.03 | Direct | |
| May 10, 2022 | Common Stock | MOption exerciseAcquired | +7,242 | $36.75 | +$266,143.5 | 213,311.03 | Direct | |
| May 10, 2022 | Common Stock | SSaleDisposed | −2,674 | $95.71F3 | −$255,928.54 | 210,637.03 | Direct | |
| May 10, 2022 | Common Stock | SSaleDisposed | −4,568 | $96.38F4 | −$440,263.84 | 206,069.03 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 8, 2022 | Common Stock | MOption exerciseDisposed | −13,256 | $0.00 | $0 | 0 | Direct | |
| May 10, 2022 | Common Stock | MOption exerciseDisposed | −7,242 | $0.00 | $0 | 50,688 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On May 8, 2019, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 2, 2022, the Compensation Committee of the Board of Directors determined that 175% of the target number of shares would vest as of May 8, 2022, and the actual number of shares vested are reflected on this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $95.16 to $96.14. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $96.18 to $96.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person.