Heller Paul G's Form 4 filing
Huntington Bancshares Inc (HBAN) · filed May 5, 2022
- Accession no.
- 0001225208-22-006568
- Filed
- May 5, 2022
- Trade date
- May 4, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 4 derivative transactions. Open-market sales total $691.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heller Paul GCIK 0001561163 | Officer (Sr. EVP & Chief Technology Off) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2022 | Common Stock | MOption exerciseAcquired | +31,673 | $8.57 | +$271,437.61 | 524,865.09 | Direct | |
| May 4, 2022 | Common Stock | MOption exerciseAcquired | +31,672 | $8.57 | +$271,429.04 | 556,537.09 | Direct | |
| May 4, 2022 | Common Stock | MOption exerciseAcquired | +6,958 | $10.06 | +$69,997.48 | 563,495.09 | Direct | |
| May 4, 2022 | Common Stock | MOption exerciseAcquired | +2,982 | $10.06 | +$29,998.92 | 566,477.09 | Direct | |
| May 4, 2022 | Common Stock | FTax withholdingDisposed | −25,369 | $13.48 | −$341,974.12 | 541,108.09 | Direct | |
| May 4, 2022 | Common Stock | FTax withholdingDisposed | −25,384 | $13.46 | −$341,668.64 | 515,724.09 | Direct | |
| May 4, 2022 | Common Stock | SSaleDisposed | −51,354.15 | $13.46F1 | −$691,226.86 | 464,369.93 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2022 | Common Stock | MOption exerciseDisposed | −2,982 | $0.00 | $0 | 6,958 | Direct | |
| May 4, 2022 | Common Stock | MOption exerciseDisposed | −6,958 | $0.00 | $0 | 0 | Direct | |
| May 4, 2022 | Common Stock | MOption exerciseDisposed | −31,672 | $0.00 | $0 | 158,362 | Direct | |
| May 4, 2022 | Common Stock | MOption exerciseDisposed | −31,673 | $0.00 | $0 | 126,689 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades ranging from $13.46 to $13.475. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.