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Hait William's Form 4 filing

Johnson & Johnson (JNJ) · filed Apr 25, 2022

Accession no.
0001225208-22-006073
Filed
Apr 25, 2022
Trade date
Apr 21, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.45M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hait WilliamCIK 0001904791Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 21, 2022Common StockMOption exerciseAcquired+29,699$90.44+$2,685,977.56109,935Direct
Apr 21, 2022Common StockSSaleDisposed−100$183.58F1−$18,358109,835Direct
Apr 21, 2022Common StockSSaleDisposed−100$183.58F1−$18,358109,735Direct
Apr 21, 2022Common StockSSaleDisposed−225$183.58F1−$41,305.5109,510Direct
Apr 21, 2022Common StockSSaleDisposed−700$183.58F1−$128,506108,810Direct
Apr 21, 2022Common StockSSaleDisposed−1,403$183.58F1−$257,562.74107,407Direct
Apr 21, 2022Common StockSSaleDisposed−1,696$183.58F1−$311,351.68105,711Direct
Apr 21, 2022Common StockSSaleDisposed−2,884$183.58F1−$529,444.72102,827Direct
Apr 21, 2022Common StockSSaleDisposed−22,591$183.58F1−$4,147,255.7880,236Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 21, 2022Common StockMOption exerciseDisposed−29,699$0.00$029,698Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from 183.57 to 183.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 8 transactions in Table I.

Remarks

Title: Executive Vice President, Chief External Innovation, Medical Safety and Global Public Health Officer

Read the full filing on SEC EDGAR (opens in a new tab)