Saltiel Albert's Form 4 filing
AutoZone Inc (AZO) · filed Apr 8, 2022
- Accession no.
- 0001225208-22-005734
- Filed
- Apr 8, 2022
- Trade date
- Apr 7, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.93M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saltiel AlbertCIK 0001571837 | Officer (Sr. Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 7, 2022 | Common Stock | MOption exerciseAcquired | +2,872 | $744.62 | +$2,138,548.64 | 3,075.26 | Direct | |
| Apr 7, 2022 | Common Stock | SSaleDisposed | −200 | $2,155.84F1 | −$431,168 | 2,875.26 | Direct | |
| Apr 7, 2022 | Common Stock | SSaleDisposed | −665 | $2,154.48F2 | −$1,432,729.2 | 2,210.26 | Direct | |
| Apr 7, 2022 | Common Stock | SSaleDisposed | −700 | $2,157.43F3 | −$1,510,201 | 1,510.26 | Direct | |
| Apr 7, 2022 | Common Stock | SSaleDisposed | −1,187 | $2,153.03F4 | −$2,555,646.61 | 323.26 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 7, 2022 | Common Stock | MOption exerciseDisposed | −2,872 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,155.47 - $2,156.29 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,154.25 - $2,155.00 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,157.24 - $2,157.58 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,152.80 - $2,153.33 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.