Rumsey Jennifer's Form 4 filing
Cummins Inc (CMI) · filed Apr 4, 2022
- Accession no.
- 0001225208-22-005337
- Filed
- Apr 4, 2022
- Trade date
- Mar 9, 2021-Mar 31, 2022
- Filing delay
- 391 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $87.5K. It was filed 391 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rumsey JenniferCIK 0001651631 | Director, Officer (President & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2021 | Common | GGiftDisposed | −4,497 | $0.00 | $0 | 176 | Direct | |
| Apr 28, 2021 | Common | GGiftDisposed | −176 | $0.00 | $0 | 0 | Direct | |
| Mar 31, 2022 | Common | MOption exerciseAcquired | +590 | $120.28 | +$70,965.2 | 2,472 | Direct | |
| Mar 31, 2022 | Common | SSaleDisposed | −420 | $208.41 | −$87,532.2 | 2,052 | Direct | |
| Mar 9, 2021 | Common | GGiftAcquired | +4,497 | $0.00 | $0 | 9,145 | Indirect | |
| Apr 28, 2021 | Common | GGiftAcquired | +176 | $0.00 | $0 | 9,321 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 31, 2022 | Common | MOption exerciseDisposed | −590 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.