Holden James P's Form 4 filing
Sirius XM Holdings Inc. (SIRI) · filed Mar 23, 2022
- Accession no.
- 0001225208-22-004990
- Filed
- Mar 23, 2022
- Trade date
- Mar 18, 2022
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $349.2K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Holden James PCIK 0001233398 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 18, 2022 | Common Stock | MOption exerciseAcquired | +76,795 | $1.66 | +$127,479.7 | 371,011 | Direct | |
| Mar 18, 2022 | Common Stock | FTax withholdingDisposed | −20,562 | $6.20F1 | −$127,484.4 | 350,449 | Direct | |
| Mar 18, 2022 | Common Stock | SSaleDisposed | −56,233 | $6.21F2 | −$349,206.93 | 294,216 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 18, 2022 | Common Stock | MOption exerciseDisposed | −76,795 | $1.66 | −$127,479.7 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sales price for the price increments ranging from $6.21 to $6.211. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.