St John Frank A's Form 4 filing
Lockheed Martin Corp (LMT) · filed Mar 3, 2022
- Accession no.
- 0001225208-22-004208
- Filed
- Mar 3, 2022
- Trade date
- Mar 1-2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.51M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| St John Frank ACIK 0001728300 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2022 | Common Stock | SSaleDisposed | −230.41 | $438.04F1 | −$100,928.8 | 7,833 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −500 | $436.79F2 | −$218,395 | 7,333 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −7,333 | $435.78F3 | −$3,195,574.74 | 0 | Direct | |
| Mar 2, 2022 | Common Stock | ILess common codeDisposed | −8.82 | $0.00F4 | $0 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Common Stock | ILess common codeDisposed | −97.83 | –F4 | – | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price represents the weighted average sale price for multiple transactions reported on this line. Sale prices ranged from $437.95 to $438.16. Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sales price.
Referenced by the price of 1 transaction in Table I.
- F2
The price represents the weighted average sale price for multiple transactions reported on this line. Sale prices ranged from $436.69 to $436.83. Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sales price.
Referenced by the price of 1 transaction in Table I.
- F3
The price represents the weighted average sale price for multiple transactions reported on this line. Sale prices ranged from $435.5750 to $436.45. Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sales price.
Referenced by the price of 1 transaction in Table I.
- F4
The Reporting Person effected an intra-plan transfer of funds held in the company stock fund to another investment option under the plan. The transaction was a discretionary transaction exempt under Rule 16b-3(f). The disposition was valued at the closing price of LMT on the date of transfer ($450.00).
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.