Dumais Michael R's Form 4 filing
RTX Corp (RTX) · filed Mar 1, 2022
- Accession no.
- 0001225208-22-003721
- Filed
- Mar 1, 2022
- Trade date
- Feb 25-28, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.43M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dumais Michael RCIK 0001531769 | Officer (EVP,Chf Transformation Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2022 | Common Stock | MOption exerciseAcquired | +13,000 | $83.58 | +$1,086,540 | 85,390 | Direct | |
| Feb 25, 2022 | Common Stock | SSaleDisposed | −1,883 | $97.76 | −$184,082.08 | 83,507 | Direct | |
| Feb 25, 2022 | Common Stock | SSaleDisposed | −5,000 | $97.73 | −$488,650 | 78,507 | Direct | |
| Feb 25, 2022 | Common Stock | DReturned to the companyDisposed | −11,117 | $97.73 | −$1,086,464.41 | 67,390 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseAcquired | +13,814 | $83.58 | +$1,154,574.12 | 81,204 | Direct | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −2,443 | $101.48 | −$247,915.64 | 78,761 | Direct | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −5,000 | $101.43 | −$507,150 | 73,761 | Direct | |
| Feb 28, 2022 | Common Stock | DReturned to the companyDisposed | −11,371 | $101.53 | −$1,154,497.63 | 62,390 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2022 | Common Stock | MOption exerciseDisposed | −13,000 | $0.00 | $0 | 13,814 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseDisposed | −13,814 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.