Clulow Christopher C's Form 4 filing
Cummins Inc (CMI) · filed Feb 28, 2022
- Accession no.
- 0001225208-22-003523
- Filed
- Feb 28, 2022
- Trade date
- Feb 25, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $58.4K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Clulow Christopher CCIK 0001699982 | Officer (VP - Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2022 | Common | MOption exerciseAcquired | +370 | $120.28 | +$44,503.6 | 3,716.36 | Direct | |
| Feb 25, 2022 | Common | SSaleDisposed | −285 | $205.04 | −$58,436.4 | 3,431.36 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2022 | Common | MOption exerciseDisposed | −370 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.