Gilbert Philippe R's Form 4 filing
United Parcel Service IncUPS · filed Feb 22, 2022
- Accession no.
- 0001225208-22-002986
- Filed
- Feb 22, 2022
- Trade date
- Feb 17-18, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.44M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gilbert Philippe RCIK 0001765062 | Officer (Pres, Supply Chain Solutions) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2022 | Class A Common Stock | MOption exerciseAcquired | +28,383 | $0.00 | $0 | 30,249.03 | Direct | |
| Feb 17, 2022 | Class A Common Stock | FTax withholdingDisposed | −12,801 | $214.34 | −$2,743,766.34 | 17,448.03 | Direct | |
| Feb 18, 2022 | Class A Common Stock | MOption exerciseAcquired | +3,513.92 | $0.00 | $0 | 20,961.95 | Direct | |
| Feb 18, 2022 | Class A Common Stock | FTax withholdingDisposed | −1,585 | $220.68 | −$349,777.8 | 19,376.95 | Direct | |
| Feb 18, 2022 | Class A Common Stock | JOtherDisposed | −15,582 | $0.00 | $0 | 3,794.95 | Direct | |
| Feb 18, 2022 | Class B Common Stock | JOtherAcquired | +15,582 | $0.00 | $0 | 15,582 | Direct | |
| Feb 18, 2022 | Class B Common Stock | SSaleDisposed | −3,895 | $210.07F5 | −$818,222.65 | 11,687 | Direct | |
| Feb 18, 2022 | Class B Common Stock | SSaleDisposed | −7,790 | $208.24 | −$1,622,189.6 | 3,897 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2022 | Class A Common Stock | MOption exerciseDisposed | −28,383 | $0.00 | $0 | 0 | Direct | |
| Feb 18, 2022 | Class A Common Stock | MOption exerciseDisposed | −3,513.92 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $210.00 to $210.17. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.