Brothers Norman M. Jr's Form 4 filing
United Parcel Service Inc (UPS) · filed Feb 22, 2022
- Accession no.
- 0001225208-22-002984
- Filed
- Feb 22, 2022
- Trade date
- Feb 17-18, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.62M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brothers Norman M. JrCIK 0001662878 | Officer (Chief Legal & Compliance Off) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2022 | Class A Common Stock | MOption exerciseAcquired | +31,622 | $0.00 | $0 | 69,502.86 | Direct | |
| Feb 17, 2022 | Class A Common Stock | FTax withholdingDisposed | −14,262 | $214.34 | −$3,056,917.08 | 55,240.86 | Direct | |
| Feb 18, 2022 | Class A Common Stock | MOption exerciseAcquired | +4,096.17 | $0.00 | $0 | 59,337.03 | Direct | |
| Feb 18, 2022 | Class A Common Stock | FTax withholdingDisposed | −1,848 | $220.68 | −$407,816.64 | 57,489.03 | Direct | |
| Feb 18, 2022 | Class A Common Stock | JOtherDisposed | −17,360 | $0.00 | $0 | 40,129.03 | Direct | |
| Feb 18, 2022 | Class B Common Stock | JOtherAcquired | +17,360 | $0.00 | $0 | 17,360 | Direct | |
| Feb 18, 2022 | Class B Common Stock | SSaleDisposed | −8,660 | $208.85 | −$1,808,641 | 8,700 | Direct | |
| Feb 18, 2022 | Class B Common Stock | SSaleDisposed | −8,700 | $208.24 | −$1,811,688 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2022 | Class A Common Stock | MOption exerciseDisposed | −31,622 | $0.00 | $0 | 0 | Direct | |
| Feb 18, 2022 | Class A Common Stock | MOption exerciseDisposed | −4,096.17 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.