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Pierce David A's Form 4 filing

Boston Scientific Corp (BSX) · filed Feb 22, 2022

Accession no.
0001225208-22-002932
Filed
Feb 22, 2022
Trade date
Feb 17-18, 2022
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $100.9K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Pierce David ACIK 0001529751Officer (EVP Pres MedSurg)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 17, 2022Common StockMOption exerciseAcquired+3,333$0.00F1$03,333Direct
Feb 17, 2022Common StockFTax withholdingDisposed−979$42.83−$41,930.572,354Direct
Feb 18, 2022Common StockMOption exerciseAcquired+2,668$0.00F2$05,022Direct
Feb 18, 2022Common StockFTax withholdingDisposed−784$42.55−$33,359.24,238Direct
Feb 18, 2022Common StockSSaleDisposed−2,354$42.88−$100,939.521,884Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 17, 2022Common StockMOption exerciseDisposed−3,333$0.00$010,000Direct
Feb 18, 2022Common StockMOption exerciseDisposed−2,668$0.00$05,337Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit represents the Company's commitment to issue one share of Boston Scientific common stock.

Referenced by the price of 1 transaction in Table I.

F2

Each deferred stock unit represents the Company's commitment to issue one share of Boston Scientific common stock.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)