Barry Thomas D's Form 4 filing
Sirius XM Holdings Inc. (SIRI) · filed Feb 17, 2022
- Accession no.
- 0001225208-22-002543
- Filed
- Feb 17, 2022
- Trade date
- Feb 15-16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.53M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barry Thomas DCIK 0001182130 | Officer (Senior VP & Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Common Stock | MOption exerciseAcquired | +682,965 | $3.99 | +$2,725,030.35 | 1,221,714 | Direct | |
| Feb 15, 2022 | Common Stock | FTax withholdingDisposed | −187,588 | $6.23F1 | −$1,168,673.24 | 1,034,126 | Direct | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −233,846 | $6.22F2 | −$1,454,522.12 | 800,280 | Direct | |
| Feb 15, 2022 | Common Stock | FTax withholdingDisposed | −374,947 | $6.24F1 | −$2,339,669.28 | 425,333 | Direct | |
| Feb 16, 2022 | Common Stock | SSaleDisposed | −12,365 | $6.17 | −$76,292.05 | 412,968 | Direct | |
| Feb 16, 2022 | Common Stock | FTax withholdingDisposed | −12,896 | $6.20 | −$79,955.2 | 400,072 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Common Stock | MOption exerciseDisposed | −682,965 | $3.99 | −$2,725,030.35 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.
Referenced by the price of 2 transactions in Table I.
- F2
Represents the weighted average sales price for the price increments ranging from $6.22 to $6.24. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.