Kennedy Melina M's Form 4 filing
Cummins Inc (CMI) · filed Feb 14, 2022
- Accession no.
- 0001225208-22-001985
- Filed
- Feb 14, 2022
- Trade date
- Feb 11, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $21.5K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kennedy Melina MCIK 0001792257 | Officer (VP-Product Compl.-Reg. Affairs) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 11, 2022 | Common | MOption exerciseAcquired | +50 | $102.97 | +$5,148.5 | 1,229.99 | Direct | |
| Feb 11, 2022 | Common | MOption exerciseAcquired | +50 | $101.01 | +$5,050.5 | 1,279.99 | Direct | |
| Feb 11, 2022 | Common | MOption exerciseAcquired | +50 | $97.20 | +$4,860 | 1,329.99 | Direct | |
| Feb 11, 2022 | Common | SSaleDisposed | −97 | $221.81 | −$21,515.57 | 1,232.99 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 11, 2022 | Common | MOption exerciseDisposed | −50 | $0.00 | $0 | 0 | Direct | |
| Feb 11, 2022 | Common | MOption exerciseDisposed | −50 | $0.00 | $0 | 0 | Direct | |
| Feb 11, 2022 | Common | MOption exerciseDisposed | −50 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.