Allman Keith J.'s Form 4 filing
Masco Corp (MAS) · filed Feb 10, 2022
- Accession no.
- 0001225208-22-001837
- Filed
- Feb 10, 2022
- Trade date
- Feb 8-9, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.66M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Allman Keith J.CIK 0001599376 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2022 | Common Stock | AGrant or awardAcquired | +77,808 | $0.00 | $0 | 357,823 | Direct | |
| Feb 8, 2022 | Common Stock | AGrant or awardAcquired | +64,470 | $0.00 | $0 | 422,293 | Direct | |
| Feb 8, 2022 | Common Stock | FTax withholdingDisposed | −33,924 | $59.15 | −$2,006,604.6 | 388,369 | Direct | |
| Feb 9, 2022 | Common Stock | SSaleDisposed | −43,884 | $60.68F3 | −$2,662,881.12 | 344,485 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2022 | Common Stock | AGrant or awardAcquired | +166,630 | –F5 | – | 166,630 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.12 to $61.10, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F5
Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.
Referenced by the price of 1 transaction in Table II.