Wurster Richard A's Form 4 filing
Schwab Charles Corp (SCHW) · filed Feb 10, 2022
- Accession no.
- 0001225208-22-001781
- Filed
- Feb 10, 2022
- Trade date
- Feb 9, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $5.81M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wurster Richard ACIK 0001889263 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2022 | Common Stock | MOption exerciseAcquired | +26,069 | $41.63 | +$1,085,252.47 | 113,023 | Direct | |
| Feb 9, 2022 | Common Stock | MOption exerciseAcquired | +20,486 | $44.24 | +$906,300.64 | 133,509 | Direct | |
| Feb 9, 2022 | Common Stock | MOption exerciseAcquired | +14,868 | $46.39 | +$689,726.52 | 148,377 | Direct | |
| Feb 9, 2022 | Common Stock | SSaleDisposed | −61,423 | $94.62F1 | −$5,811,844.26 | 86,954 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2022 | Common Stock | MOption exerciseDisposed | −26,069 | $0.00 | $0 | 26,069 | Direct | |
| Feb 9, 2022 | Common Stock | MOption exerciseDisposed | −20,486 | $0.00 | $0 | 0 | Direct | |
| Feb 9, 2022 | Common Stock | MOption exerciseDisposed | −14,868 | $0.00 | $0 | 4,956 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $94.42 to $94.92. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.