Brothers Norman M. Jr's Form 4 filing
United Parcel Service Inc (UPS) · filed Feb 4, 2022
- Accession no.
- 0001225208-22-001505
- Filed
- Feb 4, 2022
- Trade date
- Feb 2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.29M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brothers Norman M. JrCIK 0001662878 | Officer (Chief Legal & Compliance Off) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2022 | Class A Common Stock | MOption exerciseAcquired | +3,500 | $106.43 | +$372,505 | 41,380.86 | Direct | |
| Feb 2, 2022 | Class A Common Stock | MOption exerciseAcquired | +1,952 | $106.87 | +$208,610.24 | 43,332.86 | Direct | |
| Feb 2, 2022 | Class A Common Stock | MOption exerciseAcquired | +1,455 | $98.77 | +$143,710.35 | 44,787.86 | Direct | |
| Feb 2, 2022 | Class A Common Stock | FTax withholdingDisposed | −1,230 | $227.45 | −$279,763.5 | 43,557.86 | Direct | |
| Feb 2, 2022 | Class A Common Stock | SSaleDisposed | −5,677 | $227.52 | −$1,291,631.04 | 37,880.86 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2022 | Class A Common Stock | MOption exerciseDisposed | −1,952 | $0.00 | $0 | 1,952 | Direct | |
| Feb 2, 2022 | Class A Common Stock | MOption exerciseDisposed | −3,500 | $0.00 | $0 | 6,290 | Direct | |
| Feb 2, 2022 | Class A Common Stock | MOption exerciseDisposed | −1,455 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.