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Cesarone Nando's Form 4 filing

United Parcel Service Inc (UPS) · filed Feb 4, 2022

Accession no.
0001225208-22-001504
Filed
Feb 4, 2022
Trade date
Feb 3, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 8 non-derivative transactions and 6 derivative transactions. Open-market sales total $1.24M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cesarone NandoCIK 0001733586Officer (President, US Operations)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 3, 2022Class A Common StockMOption exerciseAcquired+2,741$105.54+$289,285.1416,737.36Direct
Feb 3, 2022Class A Common StockMOption exerciseAcquired+1,691$111.80+$189,053.818,428.36Direct
Feb 3, 2022Class A Common StockMOption exerciseAcquired+757$106.43+$80,567.5119,185.36Direct
Feb 3, 2022Class A Common StockMOption exerciseAcquired+735$106.87+$78,549.4519,920.36Direct
Feb 3, 2022Class A Common StockMOption exerciseAcquired+632$104.45+$66,012.420,552.36Direct
Feb 3, 2022Class A Common StockMOption exerciseAcquired+573$98.77+$56,595.2121,125.36Direct
Feb 3, 2022Class A Common StockFTax withholdingDisposed−1,745$229.90−$401,175.519,380.36Direct
Feb 3, 2022Class A Common StockSSaleDisposed−5,384$229.80F2−$1,237,243.213,996.36Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 3, 2022Class A Common StockMOption exerciseDisposed−2,741$0.00$010,968Direct
Feb 3, 2022Class A Common StockMOption exerciseDisposed−1,691$0.00$05,075Direct
Feb 3, 2022Class A Common StockMOption exerciseDisposed−757$0.00$01,513Direct
Feb 3, 2022Class A Common StockMOption exerciseDisposed−735$0.00$0735Direct
Feb 3, 2022Class A Common StockMOption exerciseDisposed−573$0.00$00Direct
Feb 3, 2022Class A Common StockMOption exerciseDisposed−632$0.00$01,266Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $229.7500 to $229.8500.Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)