Elliot Douglas G's Form 4 filing
Hartford Insurance Group, Inc. (HIG) · filed Jan 5, 2022
- Accession no.
- 0001225208-22-000494
- Filed
- Jan 5, 2022
- Trade date
- Jan 3-4, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $6.18M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elliot Douglas GCIK 0001224074 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2022 | Common Stock | MOption exerciseAcquired | +3,800 | $35.83 | +$136,154 | 210,670.02 | Direct | |
| Jan 3, 2022 | Common Stock | SSaleDisposed | −3,800 | $70.03F2 | −$266,114 | 206,870.02 | Direct | |
| Jan 4, 2022 | Common Stock | MOption exerciseAcquired | +82,833 | $35.83 | +$2,967,906.39 | 289,703.02 | Direct | |
| Jan 4, 2022 | Common Stock | MOption exerciseAcquired | +900 | $35.83 | +$32,247 | 290,603.02 | Direct | |
| Jan 4, 2022 | Common Stock | SSaleDisposed | −900 | $71.06F3 | −$63,954 | 289,703.02 | Direct | |
| Jan 4, 2022 | Common Stock | SSaleDisposed | −82,833 | $70.67F4 | −$5,853,808.11 | 206,870.02 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2022 | Common Stock | MOption exerciseDisposed | −3,800 | $0.00 | $0 | 83,733 | Direct | |
| Jan 4, 2022 | Common Stock | MOption exerciseDisposed | −900 | $0.00 | $0 | 82,833 | Direct | |
| Jan 4, 2022 | Common Stock | MOption exerciseDisposed | −82,833 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $70.00 - $70.08 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $71.02 - $71.12 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $70.01 - $70.99 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.