Gaudette Robert J's Form 4 filing
NRG Energy, Inc. (NRG) · filed Jan 4, 2022
- Accession no.
- 0001225208-22-000325
- Filed
- Jan 4, 2022
- Trade date
- Jan 2-3, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.09M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gaudette Robert JCIK 0001505252 | Officer (Sr VP, NRG Business) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2022 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +7,306 | $0.00 | $0 | 78,653 | Direct | |
| Jan 2, 2022 | Common Stock, par value $.01 per share | AGrant or awardAcquired | +7,186 | $0.00 | $0 | 85,839 | Direct | |
| Jan 2, 2022 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +538 | $0.00 | $0 | 86,377 | Direct | |
| Jan 2, 2022 | Common Stock, par value $.01 per share | FTax withholdingDisposed | −476 | $0.00 | $0 | 85,901 | Direct | |
| Jan 2, 2022 | Common Stock, par value $.01 per share | FTax withholdingDisposed | −545 | $0.00 | $0 | 85,356 | Direct | |
| Jan 2, 2022 | Common Stock, par value $.01 per share | FTax withholdingDisposed | −574 | $0.00 | $0 | 84,782 | Direct | |
| Jan 2, 2022 | Common Stock, par value $.01 per share | FTax withholdingDisposed | −1,910 | $0.00 | $0 | 82,872 | Direct | |
| Jan 3, 2022 | Common Stock, par value $.01 per share | SSaleDisposed | −4,930 | $42.54 | −$209,722.2 | 77,942 | Direct | |
| Jan 3, 2022 | Common Stock, par value $.01 per share | SSaleDisposed | −20,700 | $42.53 | −$880,371 | 57,242 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2022 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −538 | $0.00 | $0 | 0 | Direct | |
| Jan 2, 2022 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −7,306 | $0.00 | $0 | 0 | Direct | |
| Jan 2, 2022 | Common Stock, par value $.01 per share | AGrant or awardAcquired | +10,949 | $0.00 | $0 | 10,949 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.