Saltiel Albert's Form 4/A amendment
AmendedAutoZone Inc (AZO) · filed Jan 3, 2022
- Accession no.
- 0001225208-22-000073
- Filed
- Jan 3, 2022
- Trade date
- Dec 8, 2021
- Filing delay
- 26 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 10, 2021
This filing lists 1 non-derivative transaction and 1 derivative transaction. It carries over 6 transactions from the original filing that it did not restate. Open-market sales total $8.64M. It was filed 26 days after the trade.
This amendment restates part of 0001225208-21-014796 (filed Dec 10, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saltiel AlbertCIK 0001571837 | Officer (Sr. Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2021 | Common Stock | MOption exerciseAcquired | +4,328 | $744.62 | +$3,222,715.36 | 4,527.16 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2021 | Common Stock | MOption exerciseDisposed | −4,328 | $0.00 | $0 | 2,872 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001225208-21-014796 (filed Dec 10, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2021 | Common Stock | SSaleDisposed | −1 | $2,017.23 | −$2,017.23 | 7,398.16 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −25 | $2,003.90 | −$50,097.5 | 7,373.16 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −169 | $2,013.76 | −$340,325.44 | 7,204.16 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −200 | $2,005.73F1 | −$401,146 | 7,004.16 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −283 | $1,997.04F2 | −$565,162.32 | 6,721.16 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −3,650 | $1,995.03F3 | −$7,281,859.5 | 3,071.16 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,005.50 - $2,005.96 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,996.97 - $1,997.19 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,995.00 - $1,995.71 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original Form 4, filed on December 10, 2021, is hereby amended solely to correct an administrative error regarding the number of options exercised and shares acquired pursuant to the AutoZone, Inc. 2011 Equity Incentive Award Plan.
- F2
Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning October 6, 2016.