Bunn James E's Form 4 filing
Raymond James Financial Inc (RJF) · filed Dec 16, 2021
- Accession no.
- 0001225208-21-015033
- Filed
- Dec 16, 2021
- Trade date
- Dec 14-15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $619.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bunn James ECIK 0001706890 | Officer (Pres-GlobEq&Inv Banking-RJA) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2021 | Common Stock | MOption exerciseAcquired | +9,179 | $0.00 | $0 | 44,354 | Direct | |
| Dec 14, 2021 | Common Stock | FTax withholdingDisposed | −3,611 | $96.40 | −$348,100.4 | 40,743 | Direct | |
| Dec 14, 2021 | Common Stock | SSaleDisposed | −6,447 | $96.15 | −$619,879.05 | 34,296 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2021 | Common Stock | MOption exerciseDisposed | −9,179 | $0.00 | $0 | 0 | Direct | |
| Dec 15, 2021 | Common Stock | AGrant or awardAcquired | +14,523 | $0.00 | $0 | 14,523 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.