Mayadas Vijay's Form 4 filing
Broadridge Financial Solutions, Inc. (BR) · filed Nov 29, 2021
- Accession no.
- 0001225208-21-014173
- Filed
- Nov 29, 2021
- Trade date
- Nov 29, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 6 derivative transactions. Open-market sales total $4.39M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mayadas VijayCIK 0001658677 | Officer (Corporate Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2021 | Common Stock | MOption exerciseAcquired | +7,222 | $50.95 | +$367,960.9 | 34,819.76 | Direct | |
| Nov 29, 2021 | Common Stock | MOption exerciseAcquired | +6,299 | $67.32 | +$424,048.68 | 41,118.76 | Direct | |
| Nov 29, 2021 | Common Stock | MOption exerciseAcquired | +5,696 | $51.95 | +$295,907.2 | 46,814.76 | Direct | |
| Nov 29, 2021 | Common Stock | MOption exerciseAcquired | +4,029 | $93.88 | +$378,242.52 | 50,843.76 | Direct | |
| Nov 29, 2021 | Common Stock | MOption exerciseAcquired | +3,604 | $98.31 | +$354,309.24 | 54,447.76 | Direct | |
| Nov 29, 2021 | Common Stock | MOption exerciseAcquired | +1,986 | $117.34 | +$233,037.24 | 56,433.76 | Direct | |
| Nov 29, 2021 | Common Stock | SSaleDisposed | −1,848 | $174.00 | −$321,552 | 54,585.76 | Direct | |
| Nov 29, 2021 | Common Stock | SSaleDisposed | −3,270 | $174.00 | −$568,980 | 51,315.76 | Direct | |
| Nov 29, 2021 | Common Stock | SSaleDisposed | −3,634 | $174.00 | −$632,316 | 47,681.76 | Direct | |
| Nov 29, 2021 | Common Stock | SSaleDisposed | −4,845 | $174.00 | −$843,030 | 42,836.76 | Direct | |
| Nov 29, 2021 | Common Stock | SSaleDisposed | −5,477 | $174.00 | −$952,998 | 37,359.76 | Direct | |
| Nov 29, 2021 | Common Stock | SSaleDisposed | −6,134 | $174.00 | −$1,067,316 | 31,225.76 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2021 | Common Stock | MOption exerciseDisposed | −1,986 | $0.00 | $0 | 5,958 | Direct | |
| Nov 29, 2021 | Common Stock | MOption exerciseDisposed | −5,696 | $0.00 | $0 | 0 | Direct | |
| Nov 29, 2021 | Common Stock | MOption exerciseDisposed | −7,222 | $0.00 | $0 | 0 | Direct | |
| Nov 29, 2021 | Common Stock | MOption exerciseDisposed | −6,299 | $0.00 | $0 | 0 | Direct | |
| Nov 29, 2021 | Common Stock | MOption exerciseDisposed | −3,604 | $0.00 | $0 | 3,604 | Direct | |
| Nov 29, 2021 | Common Stock | MOption exerciseDisposed | −4,029 | $0.00 | $0 | 1,343 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.